If you are looking for a change or to relocate, I am looking for a talented compliance officer ideally coming from the Financial Services sector. Strong knowledge of the relevant regulatory codes and relevant legislation is essential. The role will involve the review of KYC files of existing clients and high-risk investors. Working closely with the Compliance Manager to follow up on audit recommendations, review of policies and procedures and regulatory reporting.
The ideal candidate will have up to 4 years Financial Services backgroundwith a degree in legal, business or finance.
Keen to develop and continued education working towards LCOI
Manage multiple projects, communicate well and be committed to a strong compliance culture.